Corporate Compliance Efforts

• Compliance Training

  • We are committed to creating a seamless integration to a culture of strong character, compliance and competence, beginning with mentoring and additional training that offers consistent messages about what we value as a company.

• Testing and Monitoring

  • Testing and monitoring allows organizations to learn from the past and leverage people, process, and technology with an eye toward the future for continuous improvement of their ethics and compliance.

• Risk Management and Assessment

  • Effective risk mitigation activities can reduce the likelihood of risk events occurring, as well as the potential severity of impact to the organization; we value the importance of these activities greatly.

• Implementation of Preventive Measures

  • Our leadership, which is responsible for creating various controls and activities to prevent, detect, and respond to compliance failures, is focused on investing time and resources aimed at determining whether the controls and activities are adequately designed and operating effectively.